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205 Clinical Study Supplies

Document Name:
Clinical Study Supplies
Document Number:
205
Revision Date:
12JUL2024
Supersedes:
306.00
Target Group:
Research Personnel
Approval Date:
20Dec2024
Effective Date:
01Jan2025
Training Required:
-Human Subjects Protection (HSP)
-Good Clinical Practices (GCP)

Purpose

To ensure the Principal Investigator (PI) and all research team members assisting with the conduct of clinical research at the Ohio University Heritage College of Osteopathic Medicine’s Clinical and Translational Research Unit (CTRU) are informed about their obligations and responsibilities as they pertain to Good Clinical Practices (GCP), the investigational plan, applicable regulations, and institutional policies. 

This Standard Operating Procedure (SOP) describes the procedures for the receipt, distribution, accounting, and return of clinical study supplies for clinical studies on the CTRU.

Responsibilities

The CTRU is responsible for developing, implementing, and maintaining SOPs. Creating new or revising an existing SOP is determined by changes to federal regulation, guidelines, institutional policies, or procedures. All applicable documents will be provided to departments and research teams conducting human subject research.

Procedures

1. Clinical Supply responsibilities:

  • The Principal Investigator (PI) is responsible for accurate and complete accountability of the clinical supplies used in a clinical study and the proper storage of these supplies.
  • The delegated personnel are responsible for assigning study subjects and study drug/device numbers and maintaining drug/device accountability records.
  • The Sponsor is responsible for the manufacture and packaging of clinical supplies.

2. Study Drug/Devices

  • The Investigator's Brochure (IB) and the protocol provide information about the study drug/device, its proper use and storage during the clinical study.
  • The study drug/devices are packaged in a manner consistent with the protocol requirements and, if blinded, the blind should be maintained as instructed in the protocol. A note to file must be prepared to describe when, why, and how the blind is broken.
  • The Sponsor should include a description of the packaging required for the supplies. The description should include but is not limited to:
    • The number of study subjects on each type of drug/device.
    • The dosing schedule.
    • Randomization code, if necessary.
    • A description of the size and type of study subject kits.

3. Receipt and Labeling of Investigational Drugs/Devices:

  • Upon receipt, suppliers are checked to ensure all investigational drugs/devices are packaged and labeled with the following information (required by FDA are marked with an asterisk *):
    • Study name and number.*
    • Drug/device name.*
    • Drug dosage and formulation.*
    • Lot number.*
    • Sponsor name.*
    • Statement: “CAUTION: New Drug (or device) - Limited by US law to investigational use."*
    • Study subject numbers and/or visit numbers.
    • Special instructions regarding dosage or storage.
    • Expiration date.
    • Quantity in container.
  • Delegated personnel perform an inventory upon receipt of investigational drugs/devices.
  • List returned to the Sponsor with comments on any missing drugs/devices or other discrepancies.
  • Inventory includes a check on lot numbers, study subject numbers, and the number of elements in each kit. Copy of this inventory kept in the documentation file.

4. Study Drug/Device Dispensing:

  • During the study, a study subject dispensing log is kept on each study subject including date, visit number, amount dispensed, returned, and lost by each study subject. As each medication is dispensed, a recording is made in the dispensing log. At the end of the study this list is totaled and compared with the final drug/device inventory and discrepancies are noted and attempted to be resolved.
  • The drug dispensing log is always kept current, and a notation is made every time a unit is dispensed or returned.
  • If the study design requires a pharmacist to blind the supplies, the Sponsor provides the drug/devices, randomization code, and blinding supplies. The PI will ensure the supplies are packaged and blinded properly.
  • During the study, the assignment of study drug/device to study subjects is usually a protocol-defined event. These specific instructions on study subject numbering are to be followed exactly with notes when discrepancies occur.

5. Storage of Study Drug/Device:

  • The drug/device is stored in a secure place with access limited to those directly involved in the study. If the drug is a scheduled substance, it is stored according to DEA (Drug Enforcement Administration) and state pharmacy regulations.
  • Storage conditions specific to the drug/device will be followed: i.e., if refrigeration is required the drug/device must be in a secure refrigerator.
  • If the study drug/device is blinded the blind is not broken except in the case of an emergency or a protocol-defined situation. If the blind is broken, the sponsor is notified and the exact way the code was broken, and the rationale is noted in writing in the file.

6. Post-Study Drug/Device Procedures:

  • After the study has completed, a complete inventory of the drug/devices is completed before returning them to the Sponsor. (ONLY at the instruction of the Sponsor should any study drug/device be destroyed.) Any discrepancies in the beginning and ending inventory are noted and explained. A copy of the post-study inventory and all study subject dispensing logs are kept in the study files at the site, and a copy is placed in the shipping box.
  • Neither the Sponsor nor PI will represent the investigational new drug/device as safe or effective for the purposes for which it is under clinical study or otherwise promote the drug/device.
  • Records of drug/device accountability are kept per the protocol records retention schedule defined at study closing.

References: None

Attachments: None

Appendices: None

Approver: Director, CTRU and Clinical Partnerships