40.040: Job Classification System
SUPERSEDED as of February 3, 2016
|Status:||Approved on October 22, 2014, for interim use in accordance with Policy 01.001||Signatures and dates
on archival copy
|Effective:||30 days after approval||
|Initiated by:||Colleen Bendl|
Chief Human Resource Officer
|Endorsed by:||Stephen Golding|
Vice President for Finance and Administration
|Approved by:||Roderick J. McDavis|
- I. Overview
This policy serves to outline policy, procedures, and responsibilities for the administration of the Ohio University Job Classification Plan pertaining to classified and administrative employees of Ohio University.
University Human Resources (UHR) is responsible for classifying all positions based on specifications and job descriptions developed for each position (per Ohio Revised Code Chapter 124.14). UHR will apply consistent and objective criteria to the analysis of all positions, and will cross-compare and verify data from classified employees, supervisors, and department heads.
The classification of all positions is based upon duties, responsibilities, knowledge, skills, minimum requirements of education, certification, or licensure, physical requirements, and reporting relationships inherent in a given position. Position classifications are assigned germane titles and are placed in functional groupings, which illustrate the job framework and opportunities for professional growth and development.
- II. Position Audits
When a new position is developed, or if substantial changes are made in an open (unfilled) position, the supervisor or planning unit head should complete a Position Description Questionnaire and forward it to UHR Compensation for review and classification. The position will be audited and a written summary of findings forwarded to the appropriate Planning Unit representative for final determination of the appropriate classification.
Either an employee or supervisor may initiate an audit request for an existing (filled) position by submitting a request for audit, in writing, to UHR. UHR may also initiate an audit. The planning unit will work with the incumbent employee to complete the Position Description Questionnaire, and submit the information to UHR. The employee must have completed any probationary periods for the position for which the audit is being requested, and an audit may not be requested more often than once a year. A year is defined as a period beginning 12 months from the date of the last audit determination. An exception may be made to this 12 month rule if significant documentation can be provided, showing that the duties of the position have been substantially changed since the date of the completion of the previous audit.
A UHR compensation analyst will conduct an audit of the position, interviewing the employee and the immediate supervisor as necessary, and conferring with the planning unit head and any other persons as deemed necessary. The compensation analyst will complete a written summary of findings and render a recommendation to the appropriate planning unit representative.
Based on whether the duties and responsibilities, required skills, or organizational level of a position have remained essentially constant, substantially decreased, or substantially increased, a position audit may result in no change in classification, reclassification to a lower rated position, or reclassification to a higher-rated position.
UHR Compensation will determine the classification based on the audit findings, and will inform the incumbent employee of that determination, in writing, within thirty (30) calendar days after the compensation analyst has completed the interviews and information-gathering. The information provided to the incumbent employee at that time will include the audit results, with supporting rationale.
For purposes of the COMP 2014 Project, position evaluations are expected to resume in February, 2015. If a job has changed substantially (more than 30%) and in such a way that it may impact the mapping of the job to the framework, employees should work with their HR Liaison and Planning Unit Head or designee to complete an updated position description to be submitted. Job changes are not defined by incremental changes in job tasks, but rather determined by whether the job has changed with regards to the scope, impact, and complexity of the duties. Typically, additional duties assumed within the same level of scope, impact, and complexity do not warrant a position evaluation or job change.
- III. Action for Position Changes
If a position is reclassified by UHR to a lower-rated position, the effective date for the new classification, and any pay rate change, will be as described in the Pay Administration Guidelines.
If a position is reclassified by UHR to a higher-rated position, it becomes the responsibility of the incumbent's planning unit head to determine operationally whether or not the higher level position should be added to the table of organization. If it is determined that the higher level position should not be added, the higher level duties will be removed from the position's responsibilities. The incumbent employee would receive the higher level pay retroactively for the lesser of the following two durations:
- one year; or
- the period of time between the date the audit request was received by UHR and the date the higher level duties were removed from the job.
The incumbent employee's pay would then continue at the original classification rate.
If it is determined that the higher level position should be added, the reclassification, and new pay rate, becomes effective, retroactively, as described in the Pay Administration Guidelines.
Any changes in classification or compensation resulting from the COMP 2014 Project will be effective (retroactively, if necessary) the first day of the employee's pay period that includes November 1, 2014.
- IV. Classification Review and Appeal
The incumbent may request to appeal the audit decision delivered by UHR Compensation by contacting the the assigned HR Liaison within 15 days of the delivery of the information and submitting a completed Classification Appeal form.
Nothing in this Policy shall limit or restrict the Employee's Appeal rights under the Ohio Revised Code.
Employees may request an internal review or appeal of the audit decision. Requests for review must be submitted on a completed Classification Appeal form. The appeal form must be submitted to the Human Resource Department Liaison for the employee's unit within fifteen (15) days of the date of the audit decision.
For purposes of the COMP 2014 Project only, the request for review submitted by the employee will be reviewed by a third party reviewer, who will provide an independent review and issue a determination to the Chief Human Resource Officer. The CHRO will review the recommendation and issue a final audit decision to the employee.
Classified employees may appeal either the original audit decision or the final decision issued by the Chief Human Resource Officer to the State Personnel Board of Review, in accordance with the Ohio Revised Code and the Ohio Administrative Code. Appeals must be filed with the State Personnel Board of Review within thirty (30) calendar days of the original audit decision or the final decision issued by the Chief Human Resource Officer.
Administrative, unclassified employees may appeal audit decisions to the Office of Institutional Equity only if their appeal is based on equity concerns.
Proposed revisions of this policy should be reviewed by:
- Administrative Senate
- Classified Senate
- Faculty Senate
- Chief Financial and Administrative Officers
- General Counsel
- Forms, References, and History
- A. Forms
The following forms are specific to this policy:
- The "Position Description Questionnaire" is available from University Human Resources, or online through: https://www.ohio.edu/hr/forms/index.cfm#p
- The "COMP 2014 Classification Appeal Form" is available from University Human Resources, or online through: https://www.ohio.edu/hr/forms/index.cfm#c.
- B. References
The following items are relevant to this policy:
- Pay Administration Guidelines are available online or through UHR Compensation.
- Policy 40.030, "Sick and Bereavement Leave for Classified Employees."
- Policy 40.036, "Administrative and Professional Pay Plan."
- Policy 40.039, "Compensation for Classified Staff."
- Policy 40.044, "Transfer or Promotion for Classified Employees."
- Policy 40.055, "Pay Determination for Classified Staff."
- C. History
Draft versions of this policy that were circulated for review, their cover memos, their forms, and Reviewers' comments on them are available on the password-protected Review site, at https://www.ohio.edu/policy2/40-040/.
Prior versions of this policy were approved on:
- October 15, 2007
- March 31, 2003
- September 1, 1992
- August 1, 1991
- January 22, 1988
- May 27, 1976
- June 1, 1971