November 1st, 2002, 4:00 to 5:00 pm
Ellis Hall 024
Jim Sallah is a Senior Counsel with the U.S. Securities and Exchange Commission’s Division of Enforcement in Miami, Florida. His responsibilities include investigating and, when warranted, prosecuting violations of the federal securities laws. Prior to joining the SEC he was Assistant General Counsel for Raymond James Financial, Inc., the largest brokerage institution in the Southeastern United States. While at Raymond James, Mr. Sallah represented the firm and its associates in both federal and state courts, as well as in arbitrations before the NASD. Mr. Sallah is an active member of the Florida Bar Association, and has served on the executive committee of its Business Law Section. He is licensed to practice in both Florida and Colorado.
Mr. Sallah holds a B.S.C. (1991) and M.A. (1993) from Ohio University, and a J.D. from the University of Miami School of Law (1996). While in law school, Mr. Sallah was a member of the University of Miami Law Review and was elected to the Order of the Coif.