ANTI-ECP EFFECTS IN THE REJANG LANGUAGE OF
SUMATRA*
Richard
McGinn
Ohio
University
Abstract
At issue is the claim that:
"Variation of language is essentially morphological in character,
including the critical question of which parts of a computation are overtly
realized." (Chomsky 1995:7-8). The
paper explores some evidence against the ECP that appears at first to be fairly
overwhelming. Upon deeper inspection, however,
the evidence supports the ECP and a special universal computation involving the
complementizer system. The version
adopted here is called Complementizer Contraction in Pesetsky (1982). Complementizer Contraction is parameterized;
some languages have an overt reflex (French, Norwegian); other languages do not
(English, Tagalog). To make the
argument, many intricate details are described about the structure of relative
clauses, comparative clauses, embedded complement clauses, and WH- questions in
Rejang, a Western Austronesian language of Sumatra.
1. Gi/Bawo Alternation in Subject Relative
Clauses
The basic word order of
Rejang is SVO. The "core"
rule proposed in this paper is (1).
(1) Oi
bawo --> gii /[cp [ip ti
____________________
*The
chief informant for this paper was Arma Zuazla of Curup, Bengkulu, Indonesia. I wish to thank Yoichi Miyamoto for comments
on an earlier draft of this paper. I
also wish to thank Barry Miller and two anonymous CJL reviewers for many
insightful suggestions. All remaining
errors are mine alone.
Rejang displays three
complementizers in relative clauses: gi,
bawo and zero. Roughly, gi
appears in subject relatives; (`the man that came'); zero in adjunct relatives
(`the tool Fred fixed the car with'); and bawo in complement clauses
introduced by bridge-verbs like adea' `say (that)', and hence also in
the embedded clause of a complex relative.
For convenience, the zero variant is backgrounded in this paper, and the
main analysis is presented in terms of alternation between bawo and gi. See section 5.1 for direct evidence of
alternation.
Rule (1) is a special mechanism needed to account for the
distribution of gi and bawo in (2).
(2) a. Alui m-adea' [bawo [Desi teko ceno' ]]
Alui act-say that Desi come late
`Alui
said that Desi came late.'
b. *tun [ Oi bawo [ti
teko ceno' ]] o
person that come late the
`the person that came late'
c. ?? tun [
Oi gi [ti teko ceno' ]] o
person that come late the
`the person that came late'
d. tun [gii [ ti teko ceno']] o
person that come late the'
`the person that came late'
e. Dio ba [ alat [Oi e
[Alui m-oroa' stom ku ti ]] o]
this
is tool which Alui act-fix
car my the
`This
is the tool Alui fixed my car (with).'
The following special
symbols are used in the Rejang examples:
e is schwa; é is mid-front; a bar over a nasal (, , etc.) indicates the following vowel is oral
(non-nasal); and digraphs /ng/, /ny/ are unit phonemes, as are their `barred'
counterparts. The "pure"
complementizer bawo is illustrated in (2a). (2b) is ungrammatical.
Example (2c), in which gi is substituted for the "pure"
complementizer but without coindexing, involves a technical violation of the
ECP. Example (2d) is derived from (2b)
by the CZR-CTR rule (1) and is grammatical.
Example (2e) illustrates the claim that gi regularly fails to
arise in relative clauses when the subject position is non-empty. Thus, Complementizer Contraction is well
motivated. Theoretically, it removes
potential ECP violations; empirically, it accounts for distributional
properties of gi in relative clauses.
2. Predicted Non-Occurrence of Gi
Rule (1) applies to
subject traces. Section 5 discusses
some empirical problems with this condition.
This section evokes the condition to explain the absence of gi in
adjunct relatives and object relatives.
2.1 Relativized Adjuncts in Complement Clauses
Consider the fact that bawo
can occur in the lower COMP of example (3), but nothing can occur in the
relative clause COMP.
(3)
alat [ Oi
(*gi) tun o m-adea' [ti' (bawo)
tool that
man the act-say that
Alui
m-oroa' stom ku ti]] o
Alui act-fix car my the
`the tool
the man said that Alui fixed my car (with)'
Lasnik and Saito's (1984)
gamma-marking theory allows a complementizer in both COMPS. Why does Rejang only allow one in the lower
COMP? Consider bawo in (3). This can occur between adjunct traces (t'
and t), which are not gamma-marked until LF.
However, at LF an unindexed complementizer like bawo can and must
be deleted, in conformity with the Principle of Full Interpretation (Chomsky
1986a). (In effect: "Ignore pure complementizer at LF
because it has no interpretation.")
The gamma-marking version of the ECP guarantees that t' properly
antecedent-governs t since bawo can (and must) be ignored at LF, as
required.[1] However, gamma-marking does not explain why gi
is excluded in the higher COMP of (3).
To account for this morphological detail, the Complementizer Contraction
rule (hereafter CZR-CTR) must be evoked.
In particular, CZR-CTR cannot apply in the higher COMP because there is
no adjacent subject-trace.[2]
The same argument applies in simple adjunct relatives like
(4a), which is perfectly grammatical, and (4b), which is ungrammatical with gi.
(4) a. Dio ba alat Alui m-oroa' setom ku o.
this is tool Alui act-fix car my the
b. *Dio ba alat gi Alui m-oroa' setom ku o.
this is tool that Alui act-fix car my the
c. Dio ba [ alat [Oi e [Alui
m-oroa' setom ku ti ]] o]
this
is tool Alui act-fix car
my the
`This
is the tool Alui fixed my car (with).'
Example (4a), being
grammatical, requires an empty adjunct operator (equivalent to English `with
which') functioning as adjunct to the verb oroa' `fix' and coindexed
with the head alat `tool'; the analysis of (4a) is shown in (4c). As (4b) illustrates, no relative pronoun
occurs with adjunct relatives. This is
not surprising from the point of view of the morphology: gi is ruled out by the special
CZR-CTR rule, not the ECP (see n. 1).[3]
2.2 Relativized Direct Objects and
Passivization
A similar account can explain the nonoccurrence of a
relative pronoun in Rejang object relatives (but see 5.3). Consider the following unacceptable data.
(5) a. *tun [ Oi bawo [ pelisi o m-akep ti kelem ]] o
person
that police the act-catch last.night the
`the
person that the police arrested last night'
b. *tun [ Oi gi [ pelisi o m-akep ti kelem ]] o
person
that police the act-catch
last.night the
`the
person that the police arrested last night'
c. *tun
[ Oi e [ pelisi o m-akep ti kelem ]] o
person
police the act-catch last.night the
`the
person the police arrested last night'
The ECP is satisfied in
all these examples because the object trace is properly governed by the
verb. Notice, however, that (5b) is
unlicensed by CZR-CTR; it is ungrammatical because gi is adjacent to a lexical
subject. It is unclear why (5a) and
(5c) are equally bad[4]. The following passive relative clause was
offered by my Rejang assistants as an acceptable substitute for (5a-c).
(6) tun
[gii [ti t-en-akep ti pelisi kelem ]] o
person that pass-arrest police last.night the
`the
person that was arrested by the police last.night'
The passive marker is the
infix -en-. Example (6) yields
an empty subject position, and the relative pronoun gii is
generated by the special CZR-CTR rule, as required (cf. example (2b)).
3. CZR-CTR Extensions
In this section it is
demonstrated that the same rule is needed to satisfy the ECP in Rejang
comparative clauses, pseudo-clefts, and wh- questions.
3.1 Comparative Clauses
As already noted, gi
introduces clauses containing a subject-trace (but see section 5.2). Another example of gi in this
function can be observed in comparative clauses like the following.
(7)
Hanis
t-em-okoa lebéa' dew kani kuay [Oi [ gii
Hanis act-buy more many fishi
than thosei thati
[ ti
j-en-uoa ne]]]
ti pass-sell (by) her
`Hanis bought more fish than she sold.'
In example (7) I assume gii replaces
[Oi bawo] via CZR-CTR.[5]
3.2 Free
Relative Clauses
Another occurrence of gi
is in inverted sentences (pseudo-clefts) containing a free relative clause as
subject. Consider the following data.
(8) a. Si adéba Alui. `He is Alui.'
he be
Alui
b. Si Alui. `He is Alui.'
he
Alui
(9) Alui
gi teko. `It was Alui that
came.'
Alui
that come.
(10)
[IP [Oi bawo [ti
teko]] adéba Alui IP]
CZR-CTR [IP [ gii [ti teko]] adéba Alui IP] (= (11))
INVER. [IP
[ t ]
adéba Alui IP] [ gii [ti teko]]
COP-DEL [IP t Alui IP] [ gii [ti
teko]]
that come
be Alui that come
Example (9) is derived by
the three rules shown in (10). The
Inversion rule involves (a) postposing the free-relative clause (functioning as
subject NP) after the Predicate NP, adjoining it to IP, and (b) deleting the
(stranded) copula. Notice that the
structure generated by CZR-CTR (before Inversion) is also perfectly
grammatical.
(11) Gi
teko adéba Alui.
that
come be Alui
`The
one that came was Alui.'
3.3 Wh- Questions
Other contexts that
license gi are Wh- Questions, one variant of which utilizes an inverted
structure similar to the one just illustrated.
In fact, a favorite strategy in Rejang is to utilize a pleonastic
subject pronoun si modified by a relative clause. The derivation of the WH- Question (12a)
below, shown as (13), involves CZR-CTR and two applications of WH- Movement.
(12) a. Api si gi teko? `Who was it that came?'
who
it that come
b. Api gi teko `Who was it that came?'
who
that come
(13)
D-STR [ip si [cpe bawo [O teko]cp] adéba api ip]
MOVE WH [ip si [cpOi bawo [ti
teko]cp] adéba api ip]
CZR-CTR [ip si [cp gii [ti
teko]cp] adéba api ip]
MOVE WH [cp apij e [ip si [cp gii [ti
teko]cp] adéba tj ip]cp]
COP-DEL [cp apij e [ip si [cp gii [ti
teko]cp] tj ip]cp]
who it that come be who
`Who
was it that came?'
For economy's sake
inversion (pseudo-clefting) does not occur in derivations like (13) containing
pleonastic si and an overt WH- question operator; instead the question
operator moves directly to COMP, and the copula is obligatorily deleted. Example (12b) is derived from (13) by
optional deletion of pleonastic si.
I shall label questions like (12) "equational questions" to
distinguish them from non-equational questions shown in (15) below. By definition, equational questions contain gi
and a [+WH] Predicate NP in COMP position.
For unknown reasons, in order to extract (move) an
underlying subject or direct object to COMP at S-structure, the equational
question strategy is preferred to the (virtual) exclusion of other strategies.[6] Consider (14).
(14) a) Api si gi teko?
Apij
[ip [np si [gii [ti
teko]]np] tj
ip] ?
who it
that come
`Who
was it that came?' (= Who wás it that
came?)
b) *Apij [ip [np
si [gii [John k-em-léa' ti ]]np] tj ip] ?
who
it that John act-see
`Who
was it that John saw?'
c) Apij [ip [np si [gii [ t k-en-léa' ti John
]]np] tj ip] ?
who
it that pass-see John?
`Who
was it that was seen by John?'
Again, (14b) is ruled out
because gi is unlicensed by the CZR-CTR rule even though the ECP is
satisfied.
Another set of generalizations clearly bears on the ECP
issues explored here, although the argument is indirect. In addition to the "equational"
questions described above, Rejang speakers can use WH- in situ to
question subjects, objects, and adjuncts.
Consider the following data.
Rejang (not echo
questions)
(15) a) Api
teko? `Who
came?'
who come
b) Alui k-em-léa' api? `Who did Alui see?'
Alui act-see who
c) Alui alew na' ipe? `Where did Alui go?'
Alui go to where
d) Alui ke-dew sugéa'? `How rich is Alui?'
Alui WH-many rich
Finally, to question an AP
or PP in Rejang, both in situ and direct movement strategies are
available. Compare (15c,d) with (16).
(16) a)
Na' ipe Alui alew? `Where
did Alui go?'
to where Alui go
b) Ke-dew sugéa' Alui? `How rich is Alui?'
how rich
Alui
An important generalization about the morphology of Rejang
WH-questions is this: gi is
obligatory in equational questions (e.g. (12), (14a), (14c)) and excluded
elsewhere. This distribution is
precisely predicted by the CZR-CTR rule (1).
4. CZR-CTR in Other Languages
Rejang's CZR-CTR rule
differs in minor ways from CZR-CTR in several other languages. For example, as described by Pesetsky (1982),
the English variant is maximally simple:
it does not apply to the subject position; and lacks an overt reflex.
(17) English CZR-CTR
Oi that --> thati
Variants in other
languages share the Rejang property of applying to subject traces. For example, in Norwegian the D-structure
complementizer at surfaces as ati except when adjacent
to a subject-trace, where it is replaced by somi.
(18) a. *en Mann at t var fra India
`a man that t was from India'
b. en Mann somi
ti var fra India
`a man who was from India'
In French, the D-structure complementizer que is
replaced by qui when adjacent to a subject-trace; moreover, French
CZR-CTR applies to intermediate argument traces in the COMP of complement
clauses.
(19) Complementizer Contraction in French
(following Pesetsky 1982)
{Oi}
que --> quii /[cp
[ip ti
ti
(20) a. *l'homme [Oi que [ ti viendra nous rendre visite ]]
b. l'homme [ quii [ ti viendra nous rendre visite ]]
`the man that will pay us a visit'
Pesetsky's rule (19)
accounts for (20), (21), and (22a).
(21) a. l'homme que tu crois
que j'aime t
b. *l'homme que tu
crois qui j'aime t
`the man
that you believe that I love'
(22) a.
*l'homme que tu crois que t viendra
nous rendre visite
b. l'homme que tu crois qui 'l viendra
nous rendre visite
`the man that
you believe will come pay us a visit'
However, rule (19) fails
to account for qui in (22b) since there is no subject-trace; instead,
there is an obligatory resumptive pronoun subject il ('l)
adjacent to qui in some dialects.
Another version of CZR-CTR is found in Tagalog, a
Philippine language related to Rejang.
The Tagalog parameter applies to a subject trace, but has no overt
reflex.
(23) Tagalog
CZR-CTR: Oi na --> nai / [ip
... ti ...
[+nom]
Tagalog is a VOS language.
The D-structure complementizer na is illustrated in sentence
(24).
(24) S-in-abi
ni Tes [na [na-matay ang anak ]]
pass-say by Tes that PAST-die the child
`It was
said by Tes that the child died.'
However, in relative
clauses the complementizer must be indexed to escape violating the ECP; thus
CZR-CTR must apply in (25a) to derive (25b).
(25) a. ang anak [Oi na [ na-matay ti
]]
the child
that PAST-die
`the
child that died'
b. ang anak [nai [ na-matay ti
]]
the
child that PAST-die
`the child that died'
Object relatives do not
occur in Tagalog (Keenan and Comrie 1977).
Tagalog's CZR-CTR rule (21) might help explain this fact; for one thing,
the rule only allows a relative pronoun to be licensed in a subject relative
clause.
To summarize the implications of the analysis so far:
1. CZR-CTR is a
(parameterized) universal rule; some languages have an overt reflex (French que/quii;
Norwegian at/somi; Rejang bawo/gii); others
do not (English that/thati; Tagalog na/nai).
2. Study of
Rejang's CZR-CTR rule might possibly contribute toward understanding the
morpho-syntactic typology of Austronesian languages, where relative pronouns
tend to be associated with relativized subjects. Put differently, although Rejang's CTR-CTR
rule has unique features, in an important sense it is expected to have unique
features to the extent that it belongs to the morphology of the language. At one and the same time, however, it
instantiates one of a highly restricted set of possibilities provided by
UG. This explains why many (all?)
languages have something very much like a CZR-CTR rule, and why therefore the
Rejang CZR-CTR rule is comparable to similar computations in totally unrelated
languages like English, French and Norwegian, as well as related languages like
Tagalog.
5. Residual Problems
This section introduces
some empirical inadequacies of the CZR-CTR rule as formulated in (1). In fact, rule (1) is too restrictive to
account for every possible instance of gi within Rejang relative clause
structures. There are three
problems. The first problem, examined
in the next section, actually forces the analysis to be improved (generalized);
and has the added benefit of demonstrating that bawo and gi
clearly alternate in the grammar. The
second problem, which is discussed in section 5.2, concerns relativized
possessive phrases. The third problem,
discussed in 5.3, proposes a solution to a puzzle introduced in McGinn (1989).
5.1 Apparent ECP Violations in Complement
Clauses
Another apparent ECP violation in Rejang occurs in
complement clauses like example (28)-(29) below. But this problem may be illusory. For one thing, as a null-subject language Rejang is expected to
(and does) allow empty resumptive pronouns[7]
in complement clauses (vide. Chomsky 1981:240). Consider sentence (26) which exhibits a
full-subject complement clause embedded within a relative clause.
(26)
tuni
tuey [gi n-adea' Alui [bawo sii teko ceno']] o
person old that pass-say Alui that he come late
the
`the old
personi of-whom it was said by Alui that hei
came late'
As expected, gi
cannot replace bawo in the complement clause of (26) because the
adjacent subject position is non-empty.
Thus (27) is ungrammatical.
(27) *tun tuey
gi [ e n-adea' Alui [gi [si teko ceno']]] o
person old
of- it pass-say Alui that he come late the
-whom
`the man
of -whom it was said by Alui that he came late'
Interestingly, however,
when si is deleted in (27) the result is perfectly grammatical, as shown
by (28).
(28) tun tuey gi
[ e n-adea' Alui [gi [e teko ceno']]] o
person old
of- it pass-say Alui
that come late the
-whom
`the old man of
whom it was said by Alui that (he) came late'
Examples (26)-(28) are
important for two reasons: they prove
that gi and bawo do indeed alternate systematically in the
grammar; and that gi can and does occur in a complement clause inside a
relative clause. A new issue now arises
whether (28) really involves an empty resumptive pronoun. If so, this would not be predicted by our
CZR-CTR rule (1), which should only apply to subject-traces; therefore, we have
grounds to seek an alternative to the resumptive-pronoun analysis of (28). Another issue concerns the indexing of both
complementizers. Other problems with
the resumptive pronoun analysis will be addressed below. Before tackling them an additional assumption
should be laid bare.
I assume throughout that the complement clauses in
(26)-(28) represent the underlying subject of a passive bridge verb. Then (29) is one possible analysis of (28)
given the (somewhat questionable) assumption that the embedded subject is
simply a deleted resumptive pronoun.
(29) tuni
tuey [+WHi bawo [Oi bawo [ei teko ceno']]
man old
of- that he come late
-whom
n-adea' ti
Alui ]] o
pass-say (by) Alui the
`the old man [of whom [[that he came late] was said by
Alui]]'
(= `the old man of whom iti was said by Alui
[that he came late]i]')
As hinted at above,
however, this analysis of (28) faces empirical and theoretical problems. For one thing, there is no good reason for gi
to replace bawo if the embedded subject pronoun is simply deleted. Second, an explanation is needed for the
fact that the complementizers "agree" in (28) but not in (26). In other languages, such as Irish (McClosky
1990), resumptive pronouns compete alongside the WH movement strategy, and the
complementizers co-vary systematically depending on the strategy selected: the complementizers "agree" only
when two or more clauses share the same operator via "long" WH
movement. McClosky (1990) considers
complement-agreement to provide evidence for successive-cyclic (COMP-to-COMP)
WH movement.
This leads us to consider an alternative analysis of (28),
namely, COMP-to-COMP movement. As
before, the COMP-to-COMP analysis requires a passive higher verb of which the
lower clause is its extraposed subject (pseudo-complement). Consider the structure in (30).
(30)
tuni
tuey [gii [tj
n-adea' Alui [ t'i gii
person old that pass-say Alui that
[ti
teko ceno' ]]j]] o
come late the
`the
old man that was said (by) Alui that came late'
Given the analysis
presented in (30), the higher subject is the trace of the original (postposed)
subject clause, and the lower subject is the trace of the moved WH- phrase;
this explains why the bridge verb n-adea' is passive. There are several specific arguments
favoring COMP-to-COMP to account for the embedded empty subject position. First, if the lower subject is a trace then
the fact that gi replaces bawo is predictable. Second, the fact that both complementizers
agree can be taken as evidence for COMP-to-COMP movement. Third, by contrast, the complementizers do
not agree when the lower subject is clearly a resumptive pronoun, as in (26);
the contrast clearly favors (30) over (29) as the correct analysis of (28). Fourth, consider some deletion facts. It is curious that the two gi's in
(30)=(28) behave differently with respect to deletion: whereas the higher gi is obligatory,
the lower gi is optional. Thus
(31a) is grammatical and (31b) is ungrammatical.
(31) a. tun tuey [gi [ e n-adea' Alui [ e [ e teko ceno']]] o
person old
of- it pass-say Alui that come late the -whom
`the old
man of-whom (it) was said (by) Alui (that he)
came late'
b. *tun tuey
[ e [ e n-adea' Alui [ e [ e teko ceno']]] o
person old it pass-say Alui that he come
late the
`the old
man was said by Alui came late'
As suggested by the gloss
in (31a), the contrast might be explained in terms of the dual strategy for
identifying a lower subject variable.
In (31a) the complementizer positions fail to agree. This actually follows when the example is
interpreted as the reduced form of the resumptive pronoun strategy, so that
(31a) is related to (26) by deletion of bawo and the lower subject
pronoun si. By contrast (31b),
which lacks a complementizer in both clauses, fails altogether; the
complementizer positions do not "agree" morphologically, and the
structure crashes. The failure of (31b)
might be explained in terms of the distinction between argument and adjunct,
which reduces to L-marking in Chomsky (1986b).
The passive verb n-adea' `say' L-marks (selects) an underlying
complex subject (= pseudo-complement clause).
Hence, as (31a) shows, the lower COMP (bawo) can be deleted along
with the resumptive-pronoun subject, given that these items are recoverable
from the meaning of the verb. By
contrast, nouns (like tun `person'), which do not L-mark a modifying
relative clause (=adjunct), require an overt complementizer in the higher
(relative clause) COMP (gi) in order to identify the structure.
A reasonable conclusion to draw from these arguments is
that (30) underlies (28) and (29) underlies (26) and (31a). At one and the same time, however, the
CZR-CTR rule (1) must undergo a minor revision in order to accommodate
(28)=(30). The revised CZR-CTR rule is
shown in (32).
(32) Rejang complementizer contraction
(revised)
{Oi}
bawo --> gii /[cp
[ip
t ...
ti
The revised CZR-CTR rule
now applies not only to subject traces and empty operators in COMP as before,
but also to intermediate traces in COMP (cf. French rule (19)). Another change is that gi and the
trace are not coindexed (unlike French rule (19)), allowing the higher gi
in (28)=(30) to be associated with the subjacent subject trace (in contrast to
French rule (19)).[8] The revised CZR-CTR rule accounts for all
previous data including the COMP-to-COMP case just discussed, and for the
explicit alternation between bawo in (26) and gi in (28).
5.2 gi and Relativized Possessive Phrases
Another empirical problem
for the CZR-CTR theory concerns relativized possessive phrases. Relativized possessives utilize a resumptive
pronoun strategy in Rejang, as the only available option. Most interestingly, relativized possessives
are limited to subject phrases (they are rejected in object and adjunct
phrases). Finally, and somewhat
puzzlingly, the (obligatory) complementizer for relativized possessives is gi. Consider the following data.
(33) a. tun
[ gi nyung ne paang ] o
person that nose his long the
`the
person that his nose is long'
b.
*tun [ (gi) Alui k-em-léa' ngenyan ne ]
o
person
that Alui act-see wife
his the
`the
person that Alui saw his wife'
c.
*alat [Alui m-oroa' setom ku ngen ne ] o
tool Alui act-fix
car my with it the
`the
tool (that) Alui fixed my car with it'
d.
*tun [(gi) si m-oroa' setom ku ] o
person that
he act-fix car my
the
`the
person that he fixed the car'
e. *tun
[(gi) nyung paang] o
person
that nose long the
`the
person that nose is long'
Examples like (33a) pose a
problem for our CZR-CTR theory. The
lexical subject is expected to block CZR-CTR (as the remaining examples
show). But gi is obligatory in
(33a). How is this fact to be
explained?
Two possibilities come to mind, both compatible with the
CZR-CTR rule presented in this paper.
First, perhaps the entire possessed phrase moves to COMP at LF, somewhat
like WH-Questions (e.g. (16)). If so,
then such movement leaves a trace in subject position at LF, and the empty
operator in COMP will be replaced.
Suppose (somewhat fancifully, perhaps) that each component of the
CZR-CTR rule could be factored independently in a quasi-temporal derivation
from S-structure to LF. Then
conceivably CZR-CTR might apply during WH movement (in mid-flight, so to
speak!). A second, more promising,
approach can be developed based on the DP hypothesis, which states that bare
noun phrases are DPs headed by null D (Longobardi 1994 and references cited
there). Suppose that Rejang (and
English) possessed NPs are bare noun phrases.
If so, then nyung ne in (33a) is a bare NP: [DP[D' e [NP nyung] ne]].
This is a highly reasonable assumption, although admittedly more field
work (not possible at this time) is needed to establish the point beyond all
doubt for Rejang. Nonetheless, on the
(reasonable) assumption that the possessor ne is a resumptive pronoun
occupying the Specifier of DP position, it follows from Spec-Head agreement
theory that an empty head D would be coindexed with ne, and also with
the head of the relative clause tun `person'. The following are the main ingredients of this analysis.
(34) a. tuni
[ Oi bawo [[DP [D' ei [NP nyung] nei] DP] paang]] o
b. tuni
[ gii [[DP [D' ei [NP nyung] nei]
DP] paang]] o
person
that nose
his long
`the
person that his nose (is) long'
Notice that DP specifiers
follow the head and any complements; and that heads are phrase-initial (McGinn
1982:9-11). Now, the goal is to
interpret CZR-CTR so that it applies to (34a) yielding (34b)=(33a), while at
the same time excluding (33d) and (33e).
Let us begin with (33d). Here an
appeal must be made to a (probably) universal principle, the highest subject
restriction (HSR), which governs the distribution of relativized resumptive
pronouns in Irish and many other languages (McClosky 1990:210). In Irish, resumptive pronouns occur in every
possible position except the highest subject position of a relative
clause. Adopting this principle
explains (33d). Next, (33e) yields a
straightforward Subjacency violation (an empty possesive WH operator
originating in Spec of DP cannot move to COMP across two barriers (DP and
IP)). Finally, to account for (33a)=(34),
it is important to bear in mind that the head of the relative clause tun
is coindexed with the relativized possessor ne, which in turn is
coindexed with the empty head D via Spec-Head agreement. Now, the CZR-CTR rule need not (and must
not) mention coindexing between gi and [D e ], since the
indexing relationship between these two elements can vary; see n. 8 and
accompanying text. What is needed is
for CZR-CTR to apply to [O bawo [[[D' e ... in (34a).[9] I therefore propose to revise (32) as (35).
(35) Rejang complementizer contraction
(final revision)
ei bawo
--> gii /[cp [ip e ...
This rule captures the
full distribution of gi as far as is known, including the three
problematic cases examined here: the
two "WH agreement" cases shown as (28)=(30); and the relativized
possessive case just described. The
generalization is strengthened by the assumption that all WH variables
originate as the head (D) of DP.
5.3 (Restricted) Movement of Relativized Objects
The last problem to be introduced
seems to threaten our whole line of defense in support of the ECP. During field trips to Rejang country after
publishing McGinn (1982) I began to discover some relative clauses that I now
believe must involve WH movement of direct objects. At the same time, I believe these data represent a highly marked
option. The problematic examples were
observed under elicitation conditions (never in recorded conversations and
texts), and showed gi associated with (what appeared to be) a non-null
subject. Only a restricted set of
high-animacy subjects was permitted, however; see McGinn (1989) for
discussion. Such data are totally
unexpected from the point of view of the analysis of this paper. The following is an example.
(36) pilem [gii mulaé ku t-em-oton ti
kelem] o
movie that
begin I act-watch last.night
the
`the
movie that I began to watch last night'
Example (36), being an
object relative displaying gi, seems clearly to contradict our
analysis. What is even worse for our
analysis, the example is virtually predicted to be grammatical on universal
grounds, since the object trace is properly governed by the transitive
verb. A related puzzle involves
marginally acceptable "long" movement from the embedded subject or
object position, crossing an active bridge-verb. Although never encountered in recorded narratives or free
conversations, the following examples were judged acceptable by some younger
speakers under elicitation conditions.
(37) a. [filem
[gii ko m-adea'
movie that you act-say
[gii
mulaé ko t-em-oton ti kelem]]] o]
that begin you act-watch last.night the
`the movie that you said that you began to watch last night'
b. [tun
[gii ku m-adea'
person that I act-say
[gii
[ti t-em-aang Pak Lu'ea'
kelem ]]] o]
that act-visit Mr. Headman last.night the
`the
person that I said visited the headman last night'
Notice in particular that
the complementizers "agree", and this feature is diagnostic of
COMP-to-COMP movement, following McClosky (1990). Notice also that (37b) requires CZR-CTR in the lower clause to
escape an ECP violation. What remains
to discover is how the remaining gi's relate to our CZR-CTR rule as
formulated.[10] Several possibilities come to mind, but
vanishingly few are compatible with our analysis. One conceivable option is to weaken the CZR-CTR rule to apply to
high-animacy subjects.[11] Another might appeal to the distinction
between "core" grammar vs. periphery, and declare that the
examples lie outside the core of the formal grammar, to be accounted for
elsewhere in a complete compendium of the language[12]. But there is a third possibility that may
provide independent support for the revised CZR-CTR rule (35). Suppose gi is actually followed by an
empty subject in (36)-(37). A crucial
bit of evidence can be adduced from the position of the subject pronoun in
(36). Compare (36) and (38).
(38) Uku mulaé t-em-oton pilem o.
I
begin act-watch movie the
`I
began to watch the movie.'
Notice that uku in
(38) occupies the initial position of its clause, whereas the corresponding
pronoun ku in (36) follows the co-verb mulaé. Second, ku in (36) is short-form in
contrast to uku in (38) which is long-form. Third, if gi is head of CP in (36), there is little
motivation for mulaé to occupy the same position via head-movement[13];
thus if mulaé remains in canonical S-structure position in (36), the
subject pronoun ku must occupy a non-canonical position. These arguments and observations are
consistent with the suggestion that the subject positions subjacent to gi
in (36) and (37) are empty. There are
at least two ways to derive this situation:
the subject pronoun is an enclitic of the (active) verb; or the subject
pronoun remains in Spec of VP position, failing (for some reason) to raise to
Spec of IP. This last possibility
arises under the Internal Subject Hypothesis, which states that subjects
originate within the VP and move to Spec of IP. (See Guilfoyle, Hung and Travis (1992) for an interesting
application of this hypothesis to the morpho-syntax of Austronesian
languages.) Either of these two
possibilities would provide a basis for claiming that our CZR-CTR rule (35) can
and does apply in (36)-(37), because the external subject position (Spec of IP)
is empty, as required. Preliminary
evidence can be adduced from ungrammatical examples involving third-person
pronoun si. After countless
attempts in many different contexts I was unable to elicit the combination gi si as an acceptable string in
Rejang. The explanation is that the
CZR-CTR theory automatically assigns `*' to sentences containing either gi
si or gi DPLEX. Now, however,
in order to maintain the theory in the face of data like (36)-(37), something
new must be added. Let us adopt the
Internal Subject Hypothesis, and assume, as a marked option for Rejang, that
the "pure shifters" ku and ko (but not si) do
not need Case (or they can receive Case without raising to Spec of IP), and
thus the External Subject position remains empty. This idea is consistent with the robust use of in-situ internal
subjects in the theory presented in Guilfoyle, Hung, and Travis (1992). Adopting this possibility as a marked option
for Rejang actually predicts gi in these otherwise bewildering
cases. The following is the proposed
analysis of (36).
(39)
a. pilem [Oi
bawo [IP e mulaé [VP ku t-em-oton ti kelem] o
movie that begin I act-watch
last.night the
b. pilem [gii [IP e mulaé [VP ku t-em-oton ti
kelem] o
movie that
begin I act-watch last.night the
`the
movie that I began to watch last night'
If accepted, this analysis
provides independent evidence in support of the decision to revise the CZR-CTR
rule in the previous sub-section (5.2).
There, the existence of relativized possessives forced the CZR-CTR rule
to be generalized to apply to (not just traces but) any empty category in
subject position. This sub-section has
presented independent evidence in support of that decision.
6.0 Conclusion
This paper has attempted
to show that a great number of apparent ECP violations in Rejang can be
explained within an enriched theory of the ECP that assumes the existence of a
special, parameterized morphological computation within the complementizer
system. To be accepted, the special
computation must pass the fiercest of empirical tests, since both UG theory and
Rejang morphology would be simpler without it.
To be justified, similar computations should be verifiable in other
languages, and capture important generalizations in individual languages. The parameterized CZR-CTR approach satisfies
both criteria, I believe. Thus, this paper supports the research strategy of
testing the ECP[14] by
analyzing and (hopefully) explaining prima facie ECP violations in individual
languages. When the strategy is
successful, as I believe it has been here, the violations prove illusory, and
the ECP is validated in that test language.
The Rejang version of CZR-CTR has certain unique features, to be
sure. But other languages have a
similar computation, as described by Pesetsky (1982), which are likewise
insightfully compatible with Lasinik and Saito's (984) gamma-marking theory of
the ECP. (Alternative formulations, not
attempted here, are always possible.
For example, following Rizzi (1990) our theory of gi/bawo
alternation might be replaced by a theory in which gi alternates with
zero, gi arising from [Oi e [ ti and becoming [Oi
gii [ e ... under conditions of Spec-Head Agreement, the
agreement marked by an overt morpheme gii provided with features
allowing it to license the empty subject (cf. Chomsky 1995:86).) Put differently, if the ECP exists as a
valid principle of UG, then so does CZR-CTR, or some equivalent computation in
the complementizer system. Its
function, apparently, is to drive computations in conformity with the ECP and
thereby license presumably useful structures at LF (such as subject relative
clauses). At one and the same time, it
is plain that all such special computations represent a backward step away from
fulfilling Minimalist assumptions about linguistic structure (Chomsky 1995,
Chapter Four). The ECP would be
simpler, and UG theory correspondingly more "perfect", without the
added computation. But the same is true
of every mechanism required by UG theory, including Move Alpha, the ECP, the
Case Filter--not to mention the special mechanisms needed for English.[15] Why natural language data should force these
mechanisms upon linguistic theory is an interesting question which cannot be
answered within the scope of this investigation. It is equivalent to asking why morphological properties exist, or
why language diversity exists. What is
important to emphasize here is the character of generative grammar as an
empirical science, whose theories apply to the exquisite subtleties of natural
languages as well as to idealizations such as the Minimalist concept of
"perfect" language.
REFERENCES
Chomsky, Noam.
1981. Lectures on government
and binding.
Dordrecht: Foris.
1986a. Knowledge of language: Its Nature, Origin,
and
Use. New York: Praeger.
. 1986b. Barriers. Cambridge, Mass.: MIT
Press.
. 1995. The minimalist program. Cambridge:
MIT
Press.
Guilfoyle, Eithne, Henrietta Hung, and Lisa Travis. 1992.
Spec of
IP and Spec of VP: two subjects in
Austronesian
languages.
Natural Language and Linguistic Theory 10:
375-414.
Keenan, Edward and Bernard Comrie. 1977.
Noun phrase
accessibility
and universal grammar. LI
8.1:63-99.
Lasnik, Howard and Mamoru Saito. 1984.
On the nature of
proper
government. LI 15:235-289.
Longobardi, Guiseppi.
1994. Reference and proper
names. LI
25:609-666.
McClosky, James.
1990. Resumptive pronouns, A-bar
binding,
and
levels of representation in Irish. In
Randall
Hendrick,
ed., Syntax and Semantics
23: The Syntax of
the
Modern Celtic Languages. San
Diego: Academic Press,
199-248.
McGinn, Richard.
1982. Outline of Rejang
syntax. Jakarta:
NUSA.
. 1989. The animacy hierarchy and Western
Austronesian
languages. In Ken deJong and Yongkyun
No,
eds., ESCOL
'89, 207-217. Columbus, Ohio: The Ohio
State
University.
Pesetsky, David.
1982. Complementizer - trace
phenomena and
the
nominative island condition. Linguistic
Review
1.3:297-343.
Rizzi, Luigi.
1990. Relativized minimality. Cambridge,
Mass: MIT Press.
[1] The Gamma Marking
theory applies to English as follows.
(i) *This is the guy whoi I said [t'i that ti loved Mary.
This is the guy whoi
I said ti loved
Mary.
(ii) This is the guy whoi
I said [t'i that Mary loved ti.
This is the guy whoi I said Mary loved ti.
(iii) This is howi the guy said [t'i t/h/a/t Mary fixed the car ti.
This is howi
the guy said Mary fixed the car ti.
(iv) Lasnik and Saito (1984)
a. gamma-marking: arguments at S-structure; adjuncts at LF
b. LF rule: that -> t/h/a/t/ (because meaningless)
[3] English also
requires a special mechanism, the Doubly-Filled COMP Filter (or some
equivalent), to explain the nonoccurrence of that in relative clauses such as The tool with which (*that) Bill fixed the car.
[5] The English
analogue might be a relative clause; if so, CZR-CTR is needed to avoid an ECP
violation, given a pre-contraction structure like the following.
Alice saw more people than
those [Oi that [ti
saw her].
[6]Some English
analogues are no less puzzling. Why are
clefts favored over free relative clauses beginning with `who'?
i. What you saw was my brother.
ii. a.
?Who you saw was Bill.
b. It was Bill that
you saw.
And what underlies the choice between `straight' and `equational' WH questions
in English?
iii. a.
Who did you see coming in late?
b. Who was it you saw
coming in late?
[7]Object resumptive
pronouns are independently motivated in Rejang "tough" and
"object topicalization" constructions.
i. Bukew io mudea' m-baco ne. `This book is easy to read.'
book this easy ACT-read it
ii. Filem o ati ku
t-em-oton ne. `That movie I have not
seen.'
movie that not I ACT-watch it
[9]An anonymous
reviewer commented as follows: "In
French too, it would seem, any empty category following a complementizer can
license use of the subject extraction complementizer." Thus in the French equivalent of `I saw John
eating ice cream' qui (not que) follows John.
[11]For example, a
disjunction might replace the empty subject variable e in rule (35),
namely: e or `high-animacy' NP
(= 1st or 2nd Person Pronoun). A
similar split along personhood lines is needed to account for case-marking in
many `split ergative' languages.
[13]Contrast this case
with "object topicalization" (in n. 7 example (ii)) where ati
presumably moves to C.